Insurance News
Regulatory updates in plain English
Stay current with the latest from CMS, state departments of insurance, NAIC, the Federal Register, and Congress — rewritten so you can actually understand what it means for your practice.
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The Investors Exchange LLC has announced new fees for industry members related to the costs of maintaining the National Market System Plan for the Consolidated Audit Trail. This will affect all industry members involved in the audit trail system from May 1, 2026, to December 31, 2026. These fees wil...
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The Cboe Exchange has announced a new rule that will set fees for industry members related to the costs of the Consolidated Audit Trail (CAT) for the period from May 1, 2026, to December 31, 2026. This includes expenses for various types of insurance, such as cyber security, directors and officers, ...
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Emerald Options Exchange Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The MIAX Emerald Options Exchange has updated its fee schedule to include new charges for industry members related to the costs of insurance for the Consolidated Audit Trail (CAT). This change affects all members who participate in the options exchange. The insurance costs amount to $880,419, which ...
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Price List To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The New York Stock Exchange (NYSE) has made changes to its fee structure that will affect industry members. They are now required to pay fees related to the historical costs of insurance for the Consolidated Audit Trail (CAT). This includes a total of $880,419 for insurance costs incurred during a s...
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The Cboe BZX Exchange has announced a new rule that will affect industry members by establishing fees related to the costs of the Consolidated Audit Trail (CAT) for the period from May 1, 2026, to December 31, 2026. These fees will cover necessary insurance costs, including cyber security, directors...
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Texas, Inc. To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The NYSE Texas, Inc. has changed its fee schedule to include new fees for industry members related to the costs of the Consolidated Audit Trail (CAT) for the period from May 1, 2026, to December 31, 2026. This includes costs for various types of insurance, such as cyber security liability, directors...
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The MIAX Pearl exchange has updated its fee schedule, which now includes charges for industry members related to the historical costs of the National Market System Plan. This change affects all industry members involved with the Consolidated Audit Trail (CAT). Starting in 2020, CAT LLC evaluated dif...
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The NYSE American has announced a change that affects industry members by introducing new fees related to the historical costs of the National Market System Plan. This includes a specific insurance cost of $880,419 incurred for the Consolidated Audit Trail (CAT) during a previous period. Starting in...
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The NYSE Arca has made changes to its fees for industry members related to the costs of the National Market System Plan. This includes a new insurance fee of $880,419 that covers the costs incurred for the Consolidated Audit Trail (CAT) during a specific period. Starting in 2020, CAT LLC explored di...
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The Cboe EDGX Exchange has announced a new rule that will establish fees for industry members related to the costs of the Consolidated Audit Trail (CAT) for the period from May 1, 2026, to December 31, 2026. This will include costs for various types of insurance, such as cyber security liability, di...
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The MIAX Pearl Options Exchange has updated its fee schedule, which now includes charges for industry members related to historical insurance costs associated with the Consolidated Audit Trail (CAT). This change affects all members of the exchange who are involved in the options market. Agents shoul...
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The Cboe EDGA Exchange has announced a new rule that will establish fees for industry members related to the costs of the Consolidated Audit Trail (CAT) from May 1, 2026, to December 31, 2026. This includes costs for various types of insurance, such as cyber security, directors' and officers' liabil...
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The BOX Exchange has announced a new rule that establishes fees for industry members related to the costs of insurance for the Consolidated Audit Trail (CAT). This change affects companies involved in the CAT system, which tracks trading data for regulatory purposes. Starting in 2020, CAT LLC evalua...
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Sapphire Options Exchange Fee Schedule To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
The MIAX Sapphire Options Exchange has updated its fee schedule to include new fees for industry members. This change specifically relates to the historical costs of insurance for the Consolidated Audit Trail (CAT). The total insurance cost for CAT was $880,419, which covers expenses incurred during...
Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Texas, Inc. To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
NYSE Texas, Inc. has updated its fee schedule to include new fees for industry members related to historical costs associated with the Consolidated Audit Trail (CAT). This change affects insurance costs that totaled $880,419 for the CAT during a specific evaluation period. Starting in 2020, CAT LLC ...
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The Cboe BYX Exchange has announced a new rule that establishes fees for industry members related to the costs of the Consolidated Audit Trail (CAT) for the period from May 1, 2026, to December 31, 2026. These fees will cover expenses for necessary insurance policies, including cyber security, direc...
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From May 1, 2026 Through December 31, 2026
The Cboe C2 Exchange has announced a new rule that sets fees for industry members related to the costs of the Consolidated Audit Trail (CAT) for the period from May 1, 2026, to December 31, 2026. These fees will cover expenses for various types of insurance, including cyber security, directors' and ...
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for May 1, 2026 Through December 31, 2026
The NYSE Arca has announced a change that affects industry members by introducing new fees related to the costs of maintaining the Consolidated Audit Trail (CAT) from May 1, 2026, to December 31, 2026. These fees will cover necessary insurance costs, including cyber security liability, directors' an...