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Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 13f-2-Short Position and Short Activity Reporting by Institutional Investment Managers
Plain English Summary
The regulatory announcement discusses changes to the reporting requirements for institutional investment managers, which include entities like banks, insurance companies, and pension funds. These changes aim to improve transparency in the reporting of short positions and short selling activities. Agents should be aware that these updates may affect how they report their investment activities and should ensure compliance with the new rules.
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person, investing in or buying and selling securities for its own account, and any person exercising investment discretion with respect to the account of any other person. As such, the term “institutional investment manager” typically can include investment advisers, banks, <span class="match">insurance</span> companies, broker-dealers, pension funds and corporations.
Rule 13f-2 and Form SHO increase transparency regarding short position and short activity data to both market participants and regulators. Certain provisions of Rule 13f-2 and related Form SHO impose “collection