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Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 13f-2-Short Position and Short Activity Reporting by Institutional Investment Managers
Plain English Summary
The regulatory announcement discusses changes to the reporting requirements for institutional investment managers, which include insurance companies and banks. These changes aim to improve transparency about short selling activities in the market. Agents should be aware of these updates and ensure compliance with the new reporting rules.
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person, investing in or buying and selling securities for its own account, and any person exercising investment discretion with respect to the account of any other person. As such, the term “institutional investment manager” typically can include investment advisers, banks, <span class="match">insurance</span> companies, broker-dealers, pension funds and corporations.
Rule 13f-2 and Form SHO increase transparency regarding short position and short activity data to both market participants and regulators. Certain provisions of Rule 13f-2 and related Form SHO impose “collection